About Buckler

Buckler delivers cutting-edge AI-driven software solutions tailored for highly regulated industries, enabling organizations to navigate and comply with stringent and prescriptive regulatory requirements with confidence and efficiency.

Team

Buckler is a team of seasoned professionals with deep roots in technology, regulatory compliance, and financial services. Collectively, the team behind Buckler has launched successful products across banking, broker-dealers, insurance carriers, and investment advisory firms.
Richard Owen
President & CEO
Vincent Guyaux
Executive Chairman of the Board
JB Peyre
Chief AI Architect
Brent Clark
Chief Operations Officer
Adam Wasserman
Chief Technology Officer
Peter Wloka
Chief Revenue Officer
Pamela Rasey
Chief Marketing Officer
David Chabot
VP Product Marketing
Shawna Staff
Development Lead
Nicolas Martinez
AI Analyst
Raphaelle Guyaux
Operations Manager

Core Values & Guiding Principals

Each day, we roll up our sleeves to ensure that our services meet our clients' evolving needs and drive meaningful, long-term results.

Innovation

We foster continuous improvement by adopting emerging technologies, refining our processes, and challenging established norms to drive meaningful change.

Listening to Clients

We prioritize understanding each client’s goals, gathering feedback through open dialogue, and aligning our strategies with their objectives at every step.

Creativity

We design customized strategies for complex wealth management challenges by blending imaginative thinking with focused problem-solving.

Don’t just take our word for it

What our customers say about getting compliant—faster.
"Finally a Vendor Risk Management standard that benefits both our clients and us."
Chad Ramberg
President
"We've been able to gather more relevant information for vendors from Buckler Open VRM than others!"
Katrina Wilson
VP, Compliance Officer
"Open VRM is a good addition to provide our documents to clients doing vendor due diligence"
Jester Cruz
CISO
"After completing 6 cybersecurity questionnaires manually this week, more RIAs should use Buckler. So much faster and no duplication."
Patrick Parker
CPO
"Open VRM saves us answering 150 different Vendor Due Diligence Questionnaires per year."
Joe Lucking
Director Of Operations
"We save resources by leveraging Open VRM to share our Due Diligence documents with Clients."
Luis Quiroz
Co-Founder & CTO
"This is a huge weight off my shoulders. I’m lucky I found your company."
Brian C. Lock
CFP
"Buckler serves as a guide to comply and our foundation for actions, and makes it easy for us and our clients."
Jester Cruz
CISO
"Buckler enables clients to better track their regulatory obligations."
John J. Cooney
Managing Attorney
"Having my own Security Assessment Questionnaire in Buckler is really efficient."
Paul Osterberg
vCISO
"Buckler allows me to save precious hours every week."
Jeff Reed
CISO
"The simplicity and accuracy of Buckler policies are second to none."
Liz Tluchowski
CISO
Industry Recognition

Buckler Listed in Leading Industry Directories

Buckler is proud to be recognized in several reputable industry directories, reinforcing our commitment to excellence and innovation in the field. These listings help showcase our expertise and connect us with key industry players.
Kitces Financial Advisor Technology Map

November 2024 Kitces Financial Advisor Technology Map

A continuously-referenced Technology Map that the Kitces group produces in collaboration with Craig Iskowitz of Ezra Group
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2025 T3/Inside Information Advisor Software Survey

A legendary Survey from Bob Veres and Joel Bruckenstein. The advisor community helps answer the most basic and important questions about the ever-evolving fintech marketplace.
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Finlocity

Finlocity is the premier financial services community, bringing together RIAs, Broker/Dealer Executives, Multi-Family Offices, Bank & Trust Officers, Asset Managers, and FinTech Executives.

The Wall of Thank Yous

In order of their appearance in the Buckler world, we want to thank special people that did make, or are still making, this fascinating journey possible and enjoyable.

Vincent Guyaux, Pamela Rasey, Brian Edelman, Francoise Guyaux, Brad Hoffman, Brent Clark, Lisa Mannix, Vahe Kalusyan, Pedro Coelho, David Chabot, Jeff Reed, Joel Bruckenstein, Matthew Meinecke, Paul Osterberg, Michael Pytura, Liz Tluchowski, Marie Larouche, Jean-Baptiste Peyre, Tod Arbutina, Sally Tryon, Jean-Jacques El Baz, Raphaëlle Guyaux, Adam Wasserman, Darya Pavlovna Antanovich, Philippe Sanchez, Scott Smith, Chad Ramberg, Patrick Bilodeau, John Wlodarek, Richard Owen, Shawna Staff, Peter Wloka, Nicolas Martinez, George Waggott, and Ben Dawson.