Siebert Financial

Siebert’s Cybersecurity Program Transformation Using Buckler

Client Profile

Since 1967, Siebert is a leading brokerage and wealth management firm with a history of Indomitability and Fearlessness.

Challenge

Siebert had a strong Cybersecurity Program supported by a dedicated team of experts. Like many firms, it was challenging to keep up with the evolving regulatory landscape. There was manual tracking of regulatory changes and security policies adjusted with constant vigilance. Siebert wanted to automate processes to remove inefficiencies and inconsistencies where possible, reduce manual tracking of changes and find a way to meet regulatory testing requirements to focus on core business.

Introducing

The Solution

Siebert implemented Buckler, an advanced solution designed to automate regulatory compliance management and streamline policy updates. Buckler continuously monitors regulatory changes, automatically updates security policies, and ensures that Siebert’s cybersecurity program remains aligned with current requirements.

Tailored Policy Alignment

Buckler enabled Siebert to define and add specific internal policies tailored to their unique environment.

Cyber Program Management

A robust cyber compliance program was implemented, including vendor risk management and incident response planning.

Presenting

The Key Results

Automated Policy Updates & Consistency

Buckler automates the monitoring of regulatory changes and updates security policies, eliminating manual intervention.

Centralized Management of Policy Documents

Buckler enabled Siebert to integrate extensive static policy documents, standardizing them within the platform.

Streamlined Compliance Testing

Compliance tasks are generated, logged and managed within the project management system, reducing manual tracking.

Enhanced Focus on Core Cybersecurity Activities

With Buckler managing regulatory compliance and policy updates, Siebert’s cybersecurity team can now redirect their focus towards more strategic tasks.