Buckler IDD

Investment Due Diligence

Streamline your investment management process
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Transform Challenges Into Opportunities

Buckler IDD turns capacity constraints, regulatory hurdles, and growing complexities into stepping stones for business success. Build trust with clients by delivering consistent value, and focus more on what matters most—growing your business.
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Challenges

The Problem with Traditional Investment Management

Investment advisors face unprecedented demands under CIRO Rules 3300 (KYP), 3400, and Reg BI. With 400-600 securities per book, traditional due diligence approaches are unsustainable

Capacity Constraints

Monitoring hundreds of securities, conducting ongoing due diligence, and analyzing market trends takes up months of an advisor’s time each year—time that could be spent engaging clients and growing your business.

Regulatory Challenges

Regulations like CIRO Rules 3300/3400 in Canada and Reg BI in the US demand ongoing, documented, and consistent due diligence for every security in an advisor’s book. Staying compliant requires new technology and reimagined processes.

Complexity Overload

Thousands of investment options, volatile markets, and an evolving product landscape create significant challenges for advisors to analyze and evaluate investments consistently at scale.

Manual Processes Don’t Scale

Manual research, monitoring, and portfolio implementation processes are time-consuming and inefficient, preventing firms from scaling effectively.
Introducing

Meet Buckler IDD – Your Digital Due Diligence Assistant

Buckler IDD leverages cutting-edge AI technology to enhance and streamline your investment management process.

Scale Like Never Before

  • Monitor every security in real-time.
  • Reduce due diligence time by 90%.
  • Utilize AI to generate insights and research at scale.

Stay Compliant with Ease

  • Meet regulatory demands with a consistent, documented, and scalable compliance process.
  • Implement supervisory oversight and practice management tools for both advisors and firms.
  • Fulfill suitability and client best-interest requirements efficiently.

Lower Costs, Maximize Value

  • Get the capabilities of a full-time research associate and market data platform for a fraction of the cost.
  • Access 24/7 AI-powered research, monitoring, and reporting.
Spend your time building relationships and scaling your business while Buckler IDD handles the heavy lifting.
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Buckler IDD is perceived by clients as the only currently available solution for book of business due diligence  
"Our advisors have their own processes, and we know this is not sustainable"
Senior Executive
Bank-Owned Wealth Management Firm
Meeting investment due diligence regulatory requirements

Buckler IDD Modules

Discover how Buckler IDD empowers financial advisors, compliance officers, and investment firms with cutting-edge AI-driven tools to streamline the investment process, ensure compliance, and enhance performance.

Monitoring

Track all the individual securities in your business with Buckler IDD’s powerful AI monitoring capabilities. The AI continuously analyzes news, market data, and securities performance, calculates detailed scores for each security and generates summary information to support the decision-making process.

Due Diligence

Effortlessly manage due diligence at scale. Buckler IDD uses AI to aggregate and summarize investment data, build peer groups, and perform in-depth analysis of specific investments. Our platform supports a streamlined, fully documented due diligence process designed to meet strict regulatory requirements while saving time and resources.

Research

Spend less time filtering data and more time generating insights. Bucker IDD leverages AI and big data to revolutionize your research process. Access concise, actionable insights without sifting through an overwhelming number of reports and datasets—enabling smarter, faster decision-making.

Analytics

Elevate your business with Buckler IDD’s advanced analytics tools. From portfolio analytics to historical trend analysis and quantitative scoring, our platform unlocks valuable insights to improve risk management, enhance practice management, and boost overall business performance.

Supervision

Simplify regulatory oversight and practice management across your firm. Buckler IDD offers a centralized dashboard that enables firms to track and manage the due diligence process for hundreds of advisors with ease. Stay compliant, efficient, and in control—meeting regulatory standards while optimizing your workflow.
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